Risk and compliance - PDFSEARCH.IO - Document Search Engine

Risk and compliance
Results: 2018

#	Item
151	Microsoft Word - April 2014 Lending Code governance web report .docx Add to Reading List Source URL: www.lendingstandardsboard.org.uk Language: English - Date: 2015-04-13 09:55:46 Internal audit Business Audit Regulatory compliance Finance Compliance and ethics program Auditing Risk Internal control
152	Uniform Guidance PartUniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards Subpart A – Acronyms and DefinitionsAcronyms. Add to Reading List Source URL: www.ospa.umn.edu Language: English - Date: 2014-06-03 12:25:25 United States Office of Management and Budget Risk Business Compliance requirements Cost Accounting Standards Government procurement in the United States Audit Administration of federal assistance in the United States Costs Accountancy Single Audit Auditing
153	MIBA’s COMPLIANCE CORNER Bank Affiliate Transactions under Regulation W: Overview and Best Practices By: Paul J. Cambridge and Kevin M. Hogan, Polsinelli PC Regulation W implements Sections 23A and 23B of the Federal R Add to Reading List Source URL: miba.net Language: English - Date: 2015-04-30 14:59:57 Late-2000s financial crisis Systemic risk Business Financial regulation Dodd–Frank Wall Street Reform and Consumer Protection Act Federal Reserve System Bank Short Bank regulation in the United States Financial economics Finance United States federal banking legislation
154	AprilSAI GLOBAL Delivering Effective Compliance Solutions & Architecture Solution Viewpoint Add to Reading List Source URL: www.compliance360.com Language: English - Date: 2014-08-27 14:22:30 Ethics Compliance and ethics program Regulatory compliance Compliance 360 Contract management Easy2comply Environmental compliance Business software Business Governance risk management and compliance
155	Audit Defense: Level the Playing Field with Software License Management In a software audit there are often discrepancies between a company’s actual compliance position and the compliance position produced by the audit Add to Reading List Source URL: www.we-conect.com Language: English - Date: 2015-02-12 19:17:37 License manager System administration Audit Information technology audit Information technology management Corporate governance Single Audit Information technology audit process Software audit review Auditing Risk Accountancy
156	Methodology for assessing technical compliance with the FATF RECOMMENDATIONS AND THE EFFECTIVENESS OF AML/CFT SYSTEMS Add to Reading List Source URL: www.dt.mef.gov.it Language: English - Date: 2014-07-07 12:50:51 Management Risk management Terrorism financing Organisation for Economic Co-operation and Development Money laundering Financial Action Task Force on Money Laundering Risk assessment Politically exposed person Asia/Pacific Group on Money Laundering Financial regulation Ethics Risk
157	86 Singapore Press Holdings RISK MANAGEMENT Add to Reading List Source URL: www.sph.com.sg Language: English - Date: 2015-05-19 22:36:42 Management Actuarial science Security Risk management Internal control Internal audit Operational risk Enterprise risk management Governance risk management and compliance Risk Auditing Ethics
158	Proposed Amendments to NFA Compliance Rule 2-36 Regading Requirements for Forex Transactions and Financial Requirements Sections 11 and 12 and the Adoption of the Interpretive Notice Entitled NFA Compliance Rule 2-36: Ri Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2015-05-28 14:42:46 Foreign exchange market Liquidity risk Prime brokerage Futures contract Finance Foreign exchange companies Financial system Foreign Exchange Dealers Coalition FXCM Financial economics Commodity Futures Trading Commission Electronic trading platform
159	OFFICE OF AUDITOR OF STATE ST AT E OF IOWA State Capitol Building Des Moines, IowaTelephone Add to Reading List Source URL: auditor.iowa.gov Language: English - Date: 2015-03-31 09:20:54 Risk Business United States Office of Management and Budget Government Accountability Office Audit Compliance requirements Generally Accepted Auditing Standards Internal control Administration of federal assistance in the United States Accountancy Auditing Single Audit
160	IT GOVERNANCE RISK COMPLIANCE (GRC) SERVICE ABOUT SOUTHERN CROSS Since 1981 Southern Cross has delivered end-to-end IT infrastructure and business solutions that have helped our customers keep pace with the demands of th Add to Reading List Source URL: www.sccs.com.au Language: English - Date: 2014-03-10 05:21:29 TRAC Governance risk management and compliance Easy2comply Business software Business Risk and compliance

UPDATE